National market system plan

Results: 233



#Item
221Financial economics / Financial system / Economy of the United States / United States Securities and Exchange Commission / National market system plan / U.S. Securities and Exchange Commission / Chicago Stock Exchange / Financial Industry Regulatory Authority / Securities Exchange Act / Self-regulatory organizations / United States securities law / Financial markets

Order Approving Proposed National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail

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Source URL: www.sec.gov

Language: English - Date: 2014-02-24 12:39:31
22273rd United States Congress / Financial economics / Financial system / Securities Exchange Act / New York Stock Exchange / U.S. Securities and Exchange Commission / Finance / National market system plan / Self-regulatory organization / United States Securities and Exchange Commission / United States securities law / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 5, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2013-12-06 09:35:03
223Self-regulatory organizations / United States Securities and Exchange Commission / Investment / Regulation NMS / Chicago Stock Exchange / Order / Securities Exchange Act / NASDAQ / National market system plan / Financial markets / Economy of the United States / Financial economics

Notice of Filing of the Sixth Amendment to the National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago S

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Source URL: www.sec.gov

Language: English - Date: 2014-01-08 16:51:27
224Economy of the United States / United States Securities and Exchange Commission / NYSE Euronext / Stock market / Regulation NMS / Chicago Stock Exchange / Order / Securities Exchange Act / National market system plan / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]March 5, 2014 Joint Industry Plan; Notice of Filing of the Seventh Amendment to the National Market System Plan to Address Extraordinary Market Vo

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Source URL: www.sec.gov

Language: English - Date: 2014-03-06 09:20:12
225United States Securities and Exchange Commission / Self-regulatory organizations / United States securities law / NYSE Euronext / Regulation NMS / Chicago Stock Exchange / Order / Securities Exchange Act / National market system plan / Economy of the United States / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]April 3, 2014 Joint Industry Plan; Order Approving the Seventh Amendment to the National Market System Plan to Address Extraordinary Market Volati

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Source URL: www.sec.gov

Language: English - Date: 2014-04-04 14:40:21
226Finance / TD Ameritrade / Regulation NMS / Consolidated Tape Association / National market system plan / E-Trade / Short / Market data / Financial markets / Financial economics / Investment

Petition for Rulemaking Concerning Market Data Structure

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Source URL: www.sec.gov

Language: English - Date: 2011-02-01 17:55:38
227Television / RAID / Video / Error detection and correction / Computer data storage / National market system plan / Electromagnetism / Electronic engineering / Tape drive

Microsoft Word - HPSS_RAIT_Architecture.doc

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Source URL: www.hpss-collaboration.org

Language: English - Date: 2010-04-22 13:05:49
228National accounts / International finance / International development / Government debt / Global financial system / International Monetary Fund / Balance of payments / Late-2000s financial crisis / Sudden stop / Economics / International economics / Macroeconomics

Co-chairs proposal on a G20 Action Plan for furthering the development of local currency bond markets in Emerging Market Econo

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Source URL: www.g8.utoronto.ca

Language: English - Date: 2011-12-04 14:17:23
229Financial system / European Union / Markets in Financial Instruments Directive / Finance / Best execution / National market system plan / Stock market / Financial markets / Financial regulation / Financial economics

Data Consolidation – Fixing the Failures and Supporting Best Execution Rhodri Preece, CFA Director, Capital Markets Policy CFA Institute

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Source URL: ec.europa.eu

Language: English - Date: 2010-09-27 11:09:35
230Stock market / Investment / European Union / Financial regulation / Markets in Financial Instruments Directive / National market system plan / Insider trading / Financial markets / Financial economics / Financial system

Draft AGENDA FOR THE 13th MEETING OF THE EUROPEAN SECURITIES MARKETS EXPERT GROUP (ESME)

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Source URL: ec.europa.eu

Language: English - Date: 2013-11-11 02:32:11
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